Investment Banking and Securities Dealing

NAICS 523110 · 0 open opportunities · 0 awards on record

This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Illustrative Examples: Investment banks Securities dealing (i.e., acting as a principal in dealing securities to investors) Securities originating Securities underwriting Stock options dealing Bond dealers and brokers